-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Af7VU9mtoEzh+oIxCSbqGO+TdGnqas2KGXu7Yci+YWy5tNYr177DKfeKYTfxc9nv Wqe+HwQdP3hqhjSBGd63Nw== 0000891554-01-000051.txt : 20010122 0000891554-01-000051.hdr.sgml : 20010122 ACCESSION NUMBER: 0000891554-01-000051 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010108 GROUP MEMBERS: ADAM SMITH CAPITAL MANAGEMENT LLC GROUP MEMBERS: ADAM SMITH INVESTMENT PARTNERS, L.P. GROUP MEMBERS: ADAM SMITH INVESTMENT, LTD. GROUP MEMBERS: DIAMOND CAPITAL MANAGEMENT INC. GROUP MEMBERS: HIRSCHMAN ORIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RF MONOLITHICS INC /DE/ CENTRAL INDEX KEY: 0000922204 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 751638027 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44853 FILM NUMBER: 1503762 BUSINESS ADDRESS: STREET 1: 4347 SIGMA RD CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9722332903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HIRSCHMAN ORIN CENTRAL INDEX KEY: 0001131362 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 EAST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127514900 MAIL ADDRESS: STREET 1: 101 EAST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 sc13g_24364.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 RF MONOLITHICS, INC. ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE ------------------------------------------------------------------------------- (Title of Class of Securities) 74955F106 ------------------------------- (CUSIP Number) December 11, 2000 ------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ORIN HIRSCHMAN - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 758,672 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 304,600 EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 758,672 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 304,600 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 1,063,272 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 15.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -2- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADAM SMITH CAPITAL MANAGEMENT LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 253,100 EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 253,100 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 253,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 3.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- -3- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADAM SMITH INVESTMENT PARTNERS, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 253,100 EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 253,100 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 253,100 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 3.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- -4- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON DIAMOND CAPITAL MANAGEMENT INC. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 51,500 EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 51,500 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 51,500 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- -5- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ADAM SMITH INVESTMENTS, LTD. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 51,500 EACH ------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 51,500 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 51,500 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- -6- SCHEDULE 13G Item 1(a) Name of Issuer: RF Monolithics, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 4347 Sigma Road, Dallas, Texas 75244 Item 2(a) Names of Persons Filing: Orin Hirschman, Adam Smith Capital Management LLC ("ASCM"), Diamond Capital Management ("DCM"), Adam Smith Investments, Ltd. ("ASI"), Adam Smith Investment Partners, L.P. ("ASIP"). Item 2(b) Addresses of Principal Business Offices: The principal executive offices of ASCM, ASIP and DCM, and the business address of Orin Hirschman, are located at 101 East 52nd Street, New York, New York 10022. The principal executive office of ASI is c/o Insinger Trust (BVI) Limited, Tropic Isle Building, P.O. Box 438, Road Town, Tortola, British Virgin Islands. Item 2(c) Citizenship: ASCM is a New York limited liability company, DCM is a New York corporation, ASI is a British Virgin Islands corporation, and ASIP is a New York limited partnership. Orin Hirschman is a citizen of the United States. Item 2(d) Title of Class of Securities: Common Stock, and warrants exercisable to purchase Common Stock (the "Shares"). Item 2(e) CUSIP Number: 74955F106 Item 3. Type of Reporting Person: N/A Item 4. Ownership a. Amount Beneficially Owned: 1,063,272 shares -7- b. Percent of class 15.0% c. Number of shares as to which such person has: i. Sole power to vote or to direct the vote 758,672 ii. Shared power to vote or to direct the vote 304,600 iii. Sole power to dispose or to direct the disposition of 758,672 iv. Shared power to dispose or to direct the disposition of 304,600 Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6. Ownership of More than Five Percent on behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reporting on by the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group. This Statement is filed by Orin Hirschman by virtue of his direct beneficial ownership of Shares and his indirect beneficial ownership of Shares, as an owner of each of ASCM and DCM, and as a holder of the Common Stock of ASI; by DCM by virtue of being the Investment Manager of ASI; by ASCM, by virtue of being the sole general partner of ASIP; and by ASI and ASIP by virtue of their direct beneficial ownership of Shares. By virtue of the relationships described above, Orin Hirschman may be deemed to possess indirect beneficial ownership of the Shares held by each entity. The directors of ASI are F.M.C. Limited and S.C.S. Limited, which are subsidiaries of Insinger Trust (BVI) Limited, all of -8- which are British Virgin Islands corporations. Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below the undersigned certify that to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: January 4, 2001 /s/ Orin Hirschman Orin Hirschman ADAM SMITH CAPITAL MANAGEMENT, L.L.C., By: /s/ Orin Hirschman Orin Hirschman, Manager ADAM SMITH INVESTMENT PARTNERS, L.P. By: ADAM SMITH CAPITAL MANAGEMENT, L.L.C., General Partner By: /s/ Orin Hirschman Orin Hirschman, Manager DIAMOND CAPITAL MANAGEMENT INC. By: /s/ Orin Hirschman Orin Hirschman, President -9- ADAM SMITH INVESTMENTS, LTD. By: F.M.C LIMITED, Corporate Directors By: /s/ Grant Brown Grant Brown By: S.C.S. LIMITED, Corporate Directors By: /s/ Judy Hylton Judy Hylton -10- EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, $.001 par value, of RF Monolithics, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of January 4, 2001. /s/ Orin Hirschman Orin Hirschman ADAM SMITH CAPITAL MANAGEMENT, L.L.C., By: /s/ Orin Hirschman Orin Hirschman, Manager ADAM SMITH INVESTMENT PARTNERS, L.P. By: ADAM SMITH CAPITAL MANAGEMENT, L.L.C., General Partner By: /s/ Orin Hirschman Orin Hirschman, Manager DIAMOND CAPITAL MANAGEMENT INC. By: /s/ Orin Hirschman Orin Hirschman, President ADAM SMITH INVESTMENTS, LTD. By: F.M.C LIMITED, Corporate Directors By: /s/ Grant Brown Grant Brown By: S.C.S. LIMITED, Corporate Directors By: /s/ Judy Hylton Judy Hylton -11- -----END PRIVACY-ENHANCED MESSAGE-----